Supreme Court of Hawai'i.
STATE of Hawai'i, Plaintiff-Appellee,
v.
Daniel VINGE, Defendant-Appellant.
No. 16995.
May 13, 1996.
916
P.2d 1210, 81 Hawai'i 309
Defendant was convicted in the Second Circuit
Court of several counts in connection with robbery, and he appealed. The Supreme Court, Ramil, J., held that: (1) trial court was justified in denying
request for special jury instruction regarding eyewitness identifications; (2) defendant did not have to make
sufficiency of evidence claim in order to challenge allegedly included offenses
by way of motion for judgment of acquittal;
(3) defendant did not have to file pretrial motion to dismiss in order
to raise included-offenses challenge;
(4) attempted theft in first and second degrees were included offenses
of first-degree robbery, and theft charges against defendant did not constitute
separate acts; (5) first-degree burglary
was not included offense of first-degree robbery; (6) defendant received adequate notice that
consecutive sentences might be imposed;
but (7) trial court exceeded its statutory authority in considering
defendant's "membership" in "gang" as basis for imposing
consecutive sentences.
Affirmed in part, vacated in part and
remanded.
Joy Yanagida, on the briefs, Wailuku, for
defendant-appellant.
Mark R. Simonds, Deputy Prosecuting Attorney,
County of Maui, on the briefs, Wailuku, for plaintiff-appellee.
Before MOON, C.J., and KLEIN, LEVINSON,
NAKAYAMA and RAMIL, JJ.
RAMIL, Justice.
Defendant-appellant Daniel Vinge was
convicted on several counts related to the robbery of Honsport Sporting Store (Honsport)
at Ka'ahumanu Shopping Center in Kahului, Maui, Hawai'i. Vinge argues the following points of error on
appeal: (1) the trial court abused its
discretion in denying Vinge's special jury instruction on eyewitnesses, because
the prosecution's case hinged on a single eyewitness; (2) the trial court erred in denying Vinge's
motion for judgment of acquittal on the charges of first degree burglary and
attempted theft in the first and second degrees, because those charges were
included offenses of robbery in the first degree, of which Vinge was
convicted; (3) the trial court violated
the due process clause of the Hawai'i Constitution when it failed to give
notice that consecutive sentences were at issue; and (4) the trial court violated Vinge's
first amendment right to freedom of association and the due process clause of
the Hawai'i and United States Constitutions, when it relied on Vinge's
membership with the "Hawaiian Homes Gang" as a basis for imposing
consecutive sentences.
For the reasons discussed below, we affirm
the court's judgment and guilty convictions for all charges except the included
offenses of attempted theft in the first and second degrees, which we
reverse. Furthermore, we vacate Vinge's
sentence and remand this case for resentencing.
I. FACTS
A. The Honsport Robbery
On July 4, 1992, Vinge was
seventeen-years-old. At approximately
1:00 a.m. on that day, three males broke into Honsport at the Ka'ahumanu
Shopping Center on the island of Maui, triggering the store's silent burglar
alarm. Responding to the alarm *1213
[81 Hawai'i 312] were Maui police officers Mark Aveiro and
Chris Navarro.
While Officer Navarro checked the rear of the
store, Officer Aveiro investigated the front.
Through the glass entrance of Honsport, Officer Aveiro observed an
individual wearing a red devil Halloween mask crouching behind a gun counter in
the rear of the store. Officer Aveiro
then entered the store through a broken display window and attempted to capture
the culprit.
When Officer Aveiro entered the store, a
different masked individual bearing a rifle bolted toward the broken display
window at the front of the store. Before
exiting the store, the individual paused and aimed his rifle at Officer Aveiro
who quickly fired one round in defense.
Startled, the individual dropped the rifle and fled the store through
the opening in the store's display window.
A second masked individual sprinted down the
main aisle of Honsport holding a machete.
Like the first culprit, this second individual escaped through the
broken display window.
A third individual, wearing a red devil
Halloween mask and clutching a rifle, ran down the same main aisle toward the
broken display window. Before exiting
the store, this third individual pointed his rifle at Officer Aveiro. Before this assailant could shoot, Officer
Aveiro fired his revolver. The third
individual immediately yelled in pain but managed to escape through the opening
of the display window in the front of the store.
Meanwhile, the shopping center security
guard, Hillary Atai, was investigating the police activity in the front of the
mall. Approaching the front of the mall,
Atai observed the first and second individuals running down the mall. Although he did not see the face of the first
individual, Atai did manage to get a better look at the second individual and
ultimately identified him at trial as being Vinge.
B. Grand Jury Review
On July 10, 1992, six days after the
incident, the prosecution presented a proposed indictment to the grand jury for
review. The grand jury did not endorse
the proposed indictment as a true bill because, inter alia, it
determined that more evidence was necessary.
On July 24, 1992, the prosecution
re-presented its case before the grand jury.
The grand jury returned a true bill and indicted Vinge on the following
seven counts: (1) first degree robbery,
in violation of HRS s 708-840(1)(b)(ii) (1993); (FN1) (2) first degree burglary, in violation of
HRS s 708-810(1)(a) (1993); (FN2) (3)
first degree attempted theft, in violation of HRS s 705-500 (1993) (FN3) and
708- *1214 [81 Hawai'i 313]
830.5 (Supp.1992); (FN4) (4) second
degree attempted theft, in violation of HRS ss 705-500 (1993) and 708-831(1)(a)
(Supp.1992); (FN5) (5) second degree
criminal property damage, in violation of HRS s 708-821(1)(b) (1993);
(FN6) (6) prohibited possession of a
firearm, in violation of HRS s 134-7(d) (1993); (FN7) and (7) use of a deadly weapon in the
commission of a crime, in violation of HRS s 134-51(b) (1993). (FN8)
C. Vinge's Trial
Vinge's jury trial commenced on January 12,
1993. The prosecution presented
circumstantial evidence that identified Vinge as the second individual involved
in the Honsport robbery. The evidence
included, inter alia, testimony indicating that: (1) Warren Perreira was the person shot
during the Honsport robbery; (2)
Perreira was an acquaintance of Vinge;
(3) Warren Perreira and other neighborhood boys frequently visited
Vinge's home; and (4) these boys
referred to themselves as the "Hawaiian Home Boys." The defense countered with, inter alia,
testimony indicating that the Hawaiian Home Boys consisted of neighborhood
friends who lived in the Hawaiian Homes area, were proud of where they lived,
watched television together, carpooled together, fished together, and were even
active in a boxing club, called the Hawaiian Home Boxing Club.
The only direct evidence that placed Vinge
near the scene of the crime was the eyewitness testimony of Atai.
1. Atai's Testimony
On direct examination, Atai testified that
the lighting in the mall was "real good" on the morning of the
robbery and that he remembered seeing the second individual run toward him for
about five to ten seconds. The
prosecution then asked Atai to look at Vinge for five to ten seconds. Atai responded that, "except for his
haircut [at trial], ... there's no doubt that [Vinge] is the individual that I
saw that [morning]."
Atai also testified on direct examination
that, four days after the robbery, he participated in a photographic line-up
and took thirty seconds to pick the photograph of the second individual, who
was later identified as Vinge. In
addition, Atai testified in detail as to the physical description of the second
individual. On the evening of the
Honsport robbery, Atai remembered that the second individual wore "a three
tiered colored shirt with a green top, a red stripe through the center which
was approximately six inches wide and a brown color bottom ... and dark colored
trousers." Atai testified that the
second individual was a local male with dark complexion, between one hundred
twenty-five and one hundred forty pounds, and approximately five feet six
inches tall. Atai further recalled that
the second individual was not wearing a mask and had an oblong face and
shoulder length hair with waves on the side "where it would flair out on
the shoulders."
On cross-examination of Atai, defense counsel
elicited, inter alia, that: (1)
there was not a lot of lighting in the mall on the morning of the robbery; (2) the second individual *1215 [81 Hawai'i 314] was running very fast; (3) the second individual may have been
wearing a mask; (4) at the July 10, 1992
grand jury hearing, Atai testified that the second individual wore light
colored pants but also stated that "[he] [did]n't know exactly who it was,
what [he] saw"; (5) when the police
first asked Atai to describe the second individual within minutes after the
robbery, Atai did not mention any facial characteristics, the length or color
of the robber's hair, or the color of the robber's skin; and (6) during the photographic line-up, Atai
had difficulty choosing between two photographs, but eventually narrowed his
choice to Vinge's photograph because it "best resemble[d]" the
individual he saw that night.
On redirect examination, Atai asserted that
he had no doubt in his mind that Vinge was the person he saw on the night of
the Honsport robbery.
2. Closing Arguments
During closing arguments, Vinge's defense
counsel explained to the jury that:
The issue, and
only real issue here, is whether or not the [prosecution] has proven beyond a
reasonable doubt that Daniel Vinge was the one responsible....
[The
prosecution] say[s] they have an eye witness.
And that's what you have to determine, whether or not you can believe
this eye witness, whether or not he's worthy of credibility, whether or not
he's worthy of your belief. You put the
weight on whether or not--what he said, how much you can--determine for
yourself how much you're going to accept....
You have to determine for yourself whether or not you can find that
Hillary Atai, the security guard, the only eye witness who says that ... Vinge is the one he saw, is worthy of your
belief.
Vinge's defense counsel also argued, inter
alia, that Atai's testimony was not credible and detailed several instances
where Atai's description of the second robber was inconsistent and uncertain
and seemed to improve over time.
3. Jury Instructions
The trial court denied defense counsel's
request for a special jury instruction relating to eyewitness testimony that
included, among other factors:
The
opportunity of the witness to observe the alleged criminal act and the
perpetrator of the act;
The stress, if
any, to which the witness was subject at the time of the observation;
The witness'
ability, following the observation, to provide a description of the perpetrator
of the act;
The extent to
which the defendant fits or does not fit the description of the perpetrator
previously given by the witness;
The cross-racial
or ethnic nature of the identification;
The witness'
capacity to make an identification;
Evidence
relating to the witness' ability to identify other alleged perpetrators of the
criminal act;
Whether the
witness was able to identify the alleged perpetrator in a photographic or
physical lineup;
The period of
time between the alleged criminal act and the witness' identification;
Whether the
witness had prior contacts with the alleged perpetrator;
The extent to
which the witness is either certain or uncertain of the identification;
Whether the
witness identification is in fact the product of his own recollection;
Any other
evidence relating to the witness' ability to make an identification.
Record on Appeal at 159 (citing CALJIC 2.29
(5th ed. 1988)).
Instead, the trial court instructed the jury
as follows:
Instruction
number 8. It is your exclusive right to
determine whether and to what extent a witness should be believed and ... to
give weight to his or her testimony accordingly. In evaluating the weight and credibility of a
witness's testimony you must consider the witness's appearance and
demeanor; the witness's manner of
testifying; the witness's
intelligence; the witness's candor or
frankness *1216
[81 Hawai'i 315] or lack thereof; the witness's interests if any in the result
of this case; the witness's relation if
any to any party; the witness's temper,
feeling, or bias, if any has been shown;
the witness's means and opportunities of acquiring information; the probability or improbability of the
witness's testimony; the extent to which
the witness is supported or contradicted by other evidence; the extent to which the witness has made
contradictory statements, whether in trial or at other times; and all other circumstances surrounding the
witness and bearing upon his or her credibility....
The trial court further instructed the jury
that "[t]he burden of proof is on the prosecution with reference to every
element of a crime charged, and this burden includes the burden of proving
beyond a reasonable doubt the identity of the defendant as the person
responsible for the crime charged."
On January 14, 1993, the jury found Vinge
guilty as to all seven counts.
D. Vinge's Sentencing Hearing
On March 11, 1993, Vinge's sentencing hearing
commenced. Defense counsel requested
that the trial court impose only the mandatory twenty year indeterminate term
of imprisonment and not any extended or consecutive terms. The prosecution instead sought consecutive
terms and argued a Motion for Imposition of Consecutive Terms of Imprisonment
filed on the same day, just before, the sentencing hearing. Defense counsel requested the trial court not
to consider the motion because the prosecution filed its motion in an untimely
manner. Despite defense counsel's
protest, the trial court heard the prosecution's motion.
In support of its motion, the prosecution
contended, inter alia, that Vinge was the leader of the Hawaiian Home
Boys gang. The prosecution argued:
[The Honsport robbery] smacks of gang, and I think
everyone in this courtroom can consider they've seen on our televisions and
other parts of our country the gang problems that have occurred. Your Honor, we have an opportunity today,
this Court has an opportunity today to not allow that to get any foothold here
in this community.... This is a very
serious defendant who obviously from the testimony at trial clearly was the
ringleader.... He's the one with the
car. He's the one with the home at the
gathering place. He's the one that's
giving rise to the other individual that was shot in this case.
Although defense counsel countered that the
prosecution had adduced no evidence that Vinge was a member or even a leader of
a gang, the court considered Vinge's association with the Hawaiian Home Boys in
determining Vinge's sentence. In
considering whether to impose consecutive terms of imprisonment, the court
stated:
The question is whether or not that's sufficient
punishment for the--for you as an individual, for as a participant in this
particular crime, for you as a member of this community, and for this
community, whether or not this community can do with people like you or do
without people like you is something that has to be concerned. If, indeed, you are involved in gangs then
every other gang out there should look at this case and say boy, that's what's
going to happen to me if I get involved with crimes. So in a sense not only does this Court look
at punishment but it looks at deterrence, and in a way it looks at
rehabilitation.
Now, from the
facts that I recollect from this case as well as the presentence report, it
appears to me that you have been in trouble before, no question about it. You do have friends who you are loyal to and
who are loyal to you. You do and are
involved in groups, gangs, whatever you want to call it, and that in the
particular area where you live, the neighborhood where you live, the Hawaiian
Homes in Pauku-kalo, that you are therefore--especially after this conviction,
to say nothing of the previous convictions when you were a juvenile--definitely
a danger to society. And so in your role
with your friends, et cetera, that has come to an end for the time being.
As far as the
Court looks at this, this is like digging out a cancer out of a community. And if we can dig this cancer out,
*1217 [81 Hawai'i 316]
which is you, and get rid of it, perhaps the community can get healed, perhaps
your friends can straighten out before its too late and they too get in
situations like you are in today. And I
guess the only thing I have to worry about, though, is whether or not the
sentence that this Court imposes is going to make you fester and get worse or
is going to make you understand and realize what you have done and get better.
Before sentencing Vinge, the court stated
that "notwithstanding the fact that the prosecution filed the motion
today, [the court] nevertheless had already considered consecutive
sentences." The court further
noted that: "[Vinge's] gang related
activity and the--to me this looks like a gang related activity where three
persons go in a premeditated, well-planned-out, thought-out robbery and
burglary, requir[ed] [the] Court to look a little bit more seriously at the sentence
and what the possibilities should be for [Vinge]." Reflecting on,inter alia, Vinge's
gang-related activity, his extensive juvenile criminal record, and the extreme
nature of the Honsport robbery, the court sentenced Vinge to indeterminate
prison terms aggregating thirty years--twenty years for count one (first degree
robbery), to run consecutively with the other counts, which were to run
concurrently with each other.
Thereafter, Vinge filed a timely notice of
appeal.
II. STANDARD OF REVIEW
"The giving of special instructions on
identification has been regarded as within the discretion of the trial judge or
superfluous in the light of adequate general instructions." State v. Okumura, 78 Hawai'i 383, 404,
894 P.2d 80, 101 (1995) (quoting State v. Padilla, 57 Haw. 150, 162, 552
P.2d 357, 365 (1976)). Accord State
v. Pahio, 58 Haw. 323, 332, 568 P.2d 1200, 1206 (1977).
[1] The issues--(1) whether first degree
burglary and attempted theft in the first and second degrees are included
offenses of robbery in the first degree and (2) whether the trial court
violated the due process clause of the Hawai'i Constitution when the
prosecution failed to give adequate notice that consecutive sentences were at
issue--are all questions of law reviewable de novo. See United States v. Becker, 965 F.2d 383,
391 (7th Cir.1992), cert. denied, 507 U.S. 971, 113 S.Ct. 1411, 122
L.Ed.2d 783 (1993); Hopi Tribe v.
Navajo Tribe, 46 F.3d 908, 918 (9th Cir.1995).
[2] As to the last issue regarding the
imposition of consecutive sentences, we recognize generally that a sentencing
judge has broad discretion in imposing a sentence. Keawe v. State, 79 Hawai'i 281, 284, 901
P.2d 481, 484 (1995) (citing State v. Gaylord, 78 Hawai'i 127, 143-44,
890 P.2d 1167, 1183-84 (1995)); State
v. Valera, 74 Haw. 424, 435, 848 P.2d 376, 381,reconsideration denied,
74 Haw. 650, 853 P.2d 542 (1993)).
"[T]o constitute an abuse [of discretion], it must appear that the
[sentencing] court clearly exceeded the bounds of reason or disregarded rules or
principles of law or practice to the substantial detriment of a party
litigant." Keawe, 79 Hawai'i
at 284, 901 P.2d at 484 (citing Gaylord, 78 Hawai'i at 144, 890 P.2d at
1184).
III. DISCUSSION
A. Special Jury Instructions Were Unnecessary.
[3] Vinge contends that the trial court erred
in denying his request for a special jury instruction regarding eyewitness
identifications. Vinge argues that,
because the prosecution's case hinged on the questionable testimony of a single
uncorroborated eyewitness, the trial court's failure to give the requested
instruction constituted an abuse of discretion.
We disagree.
[I]n order to determine whether the circuit court
abused its discretion, we must examine all aspects of the trial, including the
opening statements, the cross-examination of prosecution witnesses, the
arguments to the jury, and the general instructions given by the court, to
determine whether the jury's attention was adequately drawn to the
identification evidence.
Okumura, 78 Hawai'i at 405, 894 P.2d at 102.
For example, in Padilla, the defendant
was positively identified by an eyewitness as the culprit in a robbery case. Padilla, 57 *1218
[81 Hawai'i 317] Haw. at 152, 552 P.2d at 359. To view
preceding link please click here A
second witness testified that the defendant had characteristics similar to the
person he saw committing the robbery, but was uncertain whether the defendant
was the same person. Id. However, a third witness testified that the
person did not look like the person who committed the offense. Id.
The defendant thereafter requested a special
jury instruction relating to the weight to be given to identification
testimony, the likelihood of error in identification, and the caution with which
the jury should consider such testimony.
Id. at 161, 552 P.2d at 364.
The court refused. Id.
On appeal, this court recognized:
[I]n the circumstances of a particular case, the
proof, contentions and general instructions may have so shaped the case as to
convince us that in any real sense the minds of the jury were plainly focused
on the need for finding the identification of the defendant as the offender
proved beyond a reasonable doubt.
Id. at 161-62, 552 P.2d at 365
(quoting United States v. Telfaire, 469 F.2d 552, 556 (D.C.Cir.1972))
(citations omitted). In light of
"the cross-examination of the prosecution witnesses, the arguments to the
jury, and the general instructions given by the court," we held that the
trial court adequately directed the jury's attention to the identification
evidence and, thus, a more specific instruction was unnecessary. Padilla, 57 Haw. at 162, 552 P.2d at 365.
Here, the record reveals, in light of the
circumstances that took place at trial, that the trial court adequately
directed the jury's attention to the evidence identifying Vinge as one of the
three Honsport robbers. First, defense
counsel vigorously cross-examined Atai on the identification of Vinge. Second, defense counsel, during his closing
argument, enumerated several reasons why Atai, the prosecution's sole
eyewitness, was not worthy of the jury's belief. Third, the trial court instructed the jury,
inter alia, that "[t]he [prosecution's] burden of proof ... includes
the burden of provingbeyond a reasonable doubt the identity of the
defendant as the person responsible for the crime charged." (Emphasis added.) Under these circumstances, we believe that
the jury's attention was adequately drawn to the issue of identification. Therefore, we hold that the trial court in
the instant case did not abuse its discretion in refusing to give Vinge's
requested jury instruction on single eyewitness identification. (FN9)
B. Vinge Could Simultaneously Be Convicted Of First
Degree
Robbery And First Degree Burglary But Not Of
Attempted Theft In The First And Second
Degree.
Vinge contends that the trial court erred in
denying his motion for judgment of acquittal on the charges of first degree
burglary and attempted theft in the first and second degrees. Vinge argues that the above charges were
included offenses of first degree robbery, for which Vinge was also convicted,
and that his convictions for those allegedly included offenses violated HRS s
701-109 (1993).
1. Vinge's challenge of the allegedly included offenses
was
properly made pursuant to HRPP Rule 29(c)
.
[4][5] Vinge filed his motion for judgment of
acquittal pursuant to Hawai'i Rules of
*1219 [81 Hawai'i 318]
Penal Procedure (HRPP) Rule 29(c), which provides:
(c) Motion [for Judgment of Acquittal] After Discharge
of Jury. If the jury returns a verdict of guilty or
is discharged without having returned a verdict, a motion for judgment of
acquittal may be made or renewed within 10 days after the jury is discharged or
within such further time as the court may fix during the 10-day period. If a verdict of guilty is returned the court
may on such motion set aside the verdict and enter judgment of acquittal. If no verdict is returned the court may enter
judgment of acquittal. It shall not be
necessary to the making of such a motion that a similar motion has been made
prior to the submission of the case to the jury.
(Bold in original.) The prosecution contends that the court
correctly dismissed Vinge's motion for judgment of acquittal because: (1) Vinge failed to make an insufficiency of
evidence claim, which it claims was required by HRPP Rule 29(c); and (2) Vinge is alleging defects in the
charge which should have been challenged in a pre-trial motion to dismiss
pursuant to HRPP Rule 12(b)(2). (FN10)
We disagree.
First, HRPP Rule 29(c) does not require that
Vinge make an insufficiency of evidence claim.
The prosecution seems to confuse HRPP Rule 29(c) with HRPP Rule 29(a).
(FN11) Second, HRS s 701-109 prohibits a
defendant from being convicted of more than one offense if one offense is
included in the other, regardless of whether the defendant has filed a HRPP
Rule 12 motion to dismiss. Third,
nothing in the language of HRPP Rule 29(c) prohibits Vinge from making a motion
for judgment of acquittal as to the allegedly included offenses of which he was
convicted. Accordingly, Vinge's
challenge of the allegedly included offenses was properly made pursuant to HRPP
Rule 29(c).
2. The court erred in denying Vinge's motion for judgment
of
acquittal for his convictions of attempted theft
in the first and second degrees.
a. Attempted theft in the first and second degrees
are
included offenses of first degree robbery.
[6] "[A]n offense is a lesser included
offense of another if it satisfies the requirements set forth in HRS s
701-109(4) which codifies the common law doctrine of lesser included
offense." State v. Kinnane,
79 Hawai'i 46, 50, 897 P.2d 973, 977 (1995) (quoting State v. Alston, 75
Haw. 517, 532-33, 865 P.2d 157, 166 (1994)) (internal quotation marks omitted).
HRS s 701-109 (1993) provides in relevant
part:
Method of
prosecution when conduct establishes an element of more than one offense. (1) When the same conduct of a defendant may
establish an element of more than one offense, the defendant may be prosecuted
for each offense of which such conduct is an element. The defendant may not, however, be convicted
of more than one offense if:
(a) One offense is included in the other, as defined
in subsection (4) of this section[.]....
(4) A defendant may be convicted of an offense
included in an offense charged in *1220
[81 Hawai'i 319] the indictment or the information. An offense is so included when:
(a) It is established by proof of the same or less
than all the facts required to establish the commission of the offense
charged; or
(b) It consists of an attempt to commit the offense
charged or to commit an offense otherwise included therein; or
(c) It differs from the offense charged only in the
respect that a less serious injury or risk of injury to the same person,
property, or public interest or a different state of mind indicating lesser
degree of culpability suffices to establish its commission.
(Bold in original.) "Under subsection (a), 'an offense is
included if it is impossible to commit the greater without also committing the
lesser.' " Kinnane, 79
Hawai'i at 51, 897 P.2d at 978 (quoting Alston, 75 Haw. at 533, 865 P.2d
at 166) (citation and internal quotation marks omitted).
[7] Here, Vinge was convicted, inter alia,
of attempted theft in the first and second degrees and first degree robbery in
violation of HRS s 708-840(1)(b)(ii). As
we have indicated supra at note 1, HRS s 708-840(1)(b)(ii) (1993)
provides in relevant part:
A person commits the offense of robbery in the first
degree if, in the course of committing theft[,] ... he is armed with a
dangerous instrument and ... threatens the imminent use of force against the
person of anyone who is present with intent to compel acquiescence to the ...
escaping with the property.
(Emphasis added.) HRS s 708-842 (1993) provides that "[a]n
act shall be deemed 'in the course of committing theft' if it occurs in an
attempt to commit theft, in the commission of theft, or in the flight after
the attempt or commission."
(Emphasis added.) Accordingly,
in order for the prosecution to prove that a defendant committed robbery in the
first degree, the prosecution must also prove--as an element of first degree
robbery--all the elements of theft or attempted theft. Therefore, because (1) theft is an element of
first degree robbery, (2) a defendant cannot commit first degree robbery
without committing theft or attempted theft, and (3) attempted theft is an
included offense of theft, see HRS s 701-109(4)(b), we hold that theft
and attempted theft, regardless of degree, are included offenses of first
degree robbery.
b. The charges of first degree robbery and
attempted theft
in the first and second degrees did not constitute
separate acts.
[8] The prosecution argues that, even if, as
a general proposition, attempted theft in the first and second degrees are
included offenses of first degree robbery, the attempted theft charges should
not be considered included offenses in this case because each charge constituted
a separate criminal act supported by its own factual evidence. We disagree.
As we recognized in State v. Horswill,
75 Haw. 152, 161-62, 857 P.2d 579, 584 (1993),
[a] defendant may not be convicted of both charged
offenses if one is an "included" offense as defined by HRS s
701-109(4). State v. Decenso, 5
Haw.App. 127, 134-35, 681 P.2d 573, 579 (1984).
However, where two different criminal acts are at issue, supported by
different factual evidence, even though separated in time by only a few seconds,
one offense cannot be included in the other.
Id., at 135, 681 P.2d at 580 (citing State v. Pia, 55 Haw.
14, 19, 514 P.2d 580, 584-85 (1973)).
In State v. Martin, 62 Haw. 364, 368,
616 P.2d 193, 196 (1980), we ruled:
[T]he applicable test for determining whether there is
a continuing crime "is whether the evidence discloses one general intent
or discloses separate and distinct intents." ... [I]f "there is but one intention,
one general impulse, and one plan, even though there is a series of
transactions, there is but one offense."
(Quoting People v. Howes, 99
Cal.App.2d 808, 818, 222 P.2d 969, 976 (1950)).
Here, Vinge threatened Officer Aveiro with a
machete while attempting to steal, inter alia, guns and ammunition. Under these facts and as discussedsupra,
Vinge could be convicted of either first degree robbery or attempted theft
because, pursuant to HRS ss 701-109(1)(a), -109(4)(a), and [81 Hawai'i
320] *1221 -109(4)(b), attempted theft is an included
offense of robbery. Vinge could not be
convicted of both robbery and attempted theft because Vinge acted with only one
general intent (i.e., the intent to steal). Vinge's threat to use the machete arose while
Vinge was "in the course of committing theft[.]" See HRS s 708-840(1)(b)(ii). Under the facts of this case, Vinge's
conduct, i.e., his attempt to steal, was continuous and not separated in
time as to constitute a separate criminal act.
Therefore, because Vinge acted with one general intent and because his conduct
was continuous, we hold that the charges of first degree robbery and attempted
theft in the first and second degrees did not involve severable criminal acts.
Accordingly, because attempted theft is an
included offense of first degree robbery, and because the charges in this case
were not based on severable criminal acts, we further hold that the trial court
erred when it failed to grant Vinge's motion for judgment of acquittal as to
the included offenses of attempted theft in the first and second degrees.
3. First degree burglary is not an included offense
of first
degree robbery.
[9] Vinge also contends that the court erred
in failing to grant his motion for judgment of acquittal as to the charge of
first degree burglary because he claims that first degree burglary was an
included offense of first degree robbery.
We disagree.
First degree burglary requires, inter
alia, that a defendant "intentionally enter[ ] or remain[ ]
unlawful[ly] in a building[.]" HRS
s 708-810. First degree robbery includes
no such element. Accordingly, it is
possible for a defendant to commit first degree robbery without committing
first degree burglary. For example, if a
defendant robs a victim at gunpoint on a public street, the defendant may be
convicted of first degree robbery but cannot be convicted of first degree
burglary, because the defendant did not enter or remain unlawfully in a
building. In other words, nothing in the
language of HRS s 708-840(1)(b)(ii) requires the prosecution to prove the
elements of burglary before a defendant may be convicted of first degree
robbery. Cf. State v. Alvey, 2
Haw.App. 579, 580-81, 637 P.2d 780, 781 (1981) (holding that second degree
theft is not an included offense of first degree burglary because second degree
theft includes an element of theft which is not included in burglary). Consequently, we hold that first degree
burglary is not an included offense of first degree robbery, and the court did
not err when it dismissed Vinge's motion for judgment of acquittal as to Vinge's
conviction of first degree burglary.
(FN12)
*1222 [81 Hawai'i 321] C. Vinge's Sentence Was
Improper.
The remaining issues on appeal challenge
Vinge's sentence to consecutive terms of imprisonment. Vinge argues that: (1) the trial court violated his right to due
process under the Hawai'i Constitution when it failed to give him notice of its
intent to impose consecutive sentences;
and (2) the trial court violated his first amendment right to freedom of
association and his right to due process under the Hawai'i and United States
Constitutions when the sentencing court relied on his association with the
Hawaiian Home Boys as a basis for imposing consecutive sentences.
1. Vinge received adequate notice that consecutive
sentences
may be imposed by the sentencing court.
[10] Vinge contends that he was not afforded
adequate notice of the sentencing court's intention to impose consecutive
sentences and, therefore, that the sentencing court violated his due process
rights under the United States and Hawai'i constitutions. (FN13)
We believe that Vinge's due process rights were not violated
because: (1) by statute, a sentencing
court has the discretion to impose consecutive sentences in matters involving
multiple offenses, regardless of whether the prosecution seeks such
sentences; (2) the defendant was
afforded adequate notice via: (a)
written indictment of the grand jury charging him with multiple counts, thereby
informing Vinge that he may be subject to consecutive sentences; (b) the jury's verdict; (c) written and oral notice of the
prosecution's motion for consecutive sentences;
(d) the plain language of HRS s 706-668.5 (1993), which informs the
defendant that he may be sentenced to consecutive sentences; (e) defense counsel who was obligated to
inform the defendant of the consequences of being charged with multiple
offenses via Hawai'i Rules of Professional Conduct Rule 1.4 (1995); and (3) HRS s 706-668.5 does not expressly
require that defendant receive notice before receiving consecutive sentencing.
Vinge's contention that due process requires
that he be afforded notice before receiving consecutive terms of imprisonment
stems from the line of reasoning announced in State v. Schroeder, 76
Hawai'i 517, 880 P.2d 192 (1994). In
Schroeder, we held that "before a defendant may be sentenced to a
mandatory minimum term of imprisonment pursuant to HRS s 706-660.1, due process
requires that he or she must ... be given reasonable notice of its intended
application and afforded the opportunity to be heard." Id. at 531, 880 P.2d at 206. In reaching this holding, we relied on the
principle that
[t]he purpose of notice is to insure that interested
parties are apprised of the pendency of any proceedings which is to be accorded
finality. Freitas v. Gomes, 52
Haw. 145, 472 P.2d 494 (1970). Given
notice, parties are able to determine how to respond and prepare for the issues
involved in the hearing. Oyler v.
Boles, [368 U.S. 448, 82 S.Ct. 501, 7 L.Ed.2d 446 (1962).]
Id. (quoting State v. Melear,
63 Haw. 488, 499, 630 P.2d 619, 627-28 (1981)).
In the present case, the issue is not whether
Vinge was "apprised of the pendency of the proceeding," but, rather,
whether Vinge was given adequate notice of the possibility *1223
[81 Hawai'i 322] of receiving a sentence of consecutive terms
of imprisonment. As we have noted, Vinge
received notice that he might be subject to consecutive terms of imprisonment
via the Grand Jury Indictment where he was indicted on seven different counts
of criminal activity. In addition, the
jury's verdict of guilty as to all seven counts placed Vinge on constructive
notice. In other words, being indicted
and convicted of multiple offenses, Vinge was placed on notice that he was
subject to the provisions of HRS s 706-668.5, which provides for consecutive
sentences. (FN14)
The plain language of HRS s 706-668.5, which
sets forth the statutory framework for multiple sentences, provided Vinge with
notice of the possibility that consecutive sentences could be imposed. HRS s 706-668.5 provides:
Multiple sentence of imprisonment. (1) If
multiple terms of imprisonment are imposed on a defendant at the same time, or
if a term of imprisonment is imposed on a defendant who is already subject to
an unexpired term of imprisonment, the terms may run concurrently or
consecutively. Multiple terms of
imprisonment imposed at the same time run concurrently unless the court orders
or the statute mandates that the terms run consecutively. Multiple terms of imprisonment imposed at
different times run consecutively unless the court orders that the terms run
concurrently.
(2) The court,
in determining whether the terms imposed are to be ordered to run concurrently
or consecutively, shall consider the factors set forth in section 706-606. (FN15)
(Bold in original.)
[11] Thus, it is clear that under HRS s
706-668.5, a defendant convicted of multiple offenses may, in the court's
discretion, receive terms that run concurrently or consecutively. (FN16)
With this in mind, an attorney preparing for a client's sentencing
hearing is obligated to prepare for the eventuality that a prosecutor will seek
the maximum term of imprisonment.
(FN17) And, given the factors set
forth in HRS s 706-606, defense counsel is further obligated "to determine
how to respond and prepare for the issues involved in the hearing." Schroeder, 76 Hawai'i at 531, 880 P.2d at
206.
Moreover, although similar statutory
sentencing provisions require notice and a hearing, HRS s 706-668.5 is devoid
of any such language. (FN18) Because HRS s 706-668.5 does *1224
[81 Hawai'i 323] not contain any such notice provision, we
may infer that none is required provided that it comports with the requirements
of due process. As discussed supra,
due process concerns were satisfied by the several forms of notice that Vinge
received before his sentencing. (FN19)
Accordingly, we hold that the sentencing
court did not violate Vinge's due process rights under the United States
Constitution or the Hawai'i Constitution.
2. The sentencing court exceeded its authority when
the
court considered Vinge's association with the
Hawaii Home Boys as a basis for
sentencing Vinge to
consecutive terms of
imprisonment.
Finally, Vinge contends that the sentencing
court violated his first amendment right to freedom of association and to due
process, under the Hawai'i and United States Constitutions, when it relied on
Vinge's association with the Hawaiian Home Boys as a basis for imposing
consecutive sentences. We begin our
analysis by addressing whether the sentencing court exceeded its statutory
authority under HRS s 706-668.5, which requires, inter alia, "[t]he
court, in determining whether the terms imposed are to be ordered to run ...
consecutively, [to] consider the factors set forth in section 706-606." See supra note 14.
In ascertaining the defendant's
"characteristics" for the purposes of HRS s 706-606(1), we recognized
in Keawe, supra, that "a sentencing court may consider any and all
accurate information that reasonably might bear on the proper sentence
for the particular defendant, given the crime committed." (Emphasis added and citation omitted.)
[12] Here, the sentencing court considered
Vinge's association with the Hawaiian Home Boys as an aggravating factor in
deciding whether to impose consecutive terms of imprisonment. In sentencing Vinge, the court stated,inter
alia, that:
You[, Vinge,] do and are involved in groups, gangs,
whatever you want to call it, and that in the particular area where you live,
the neighborhood where you live, the Hawaiian Homes in Paukukalo, that you are
therefore--especially after this conviction, to say nothing of the previous
convictions when you were a juvenile--definitely a danger to society.
Thus, in light of our recognition that a
sentencing court may only consider accurate information "that reasonably
might bear on the proper sentence for the particular defendant, given the crime
committed," the question arises whether the sentencing court had
sufficient evidence before it to establish a reasonable correlation between
Vinge's association with the Hawaiian Home Boys and the imposition of
consecutive terms of imprisonment.
See Keawe, 79 Hawai'i at 286, 901 P.2d at 486.
[13] In United States v. Lemon, 723
F.2d 922 (D.C.Cir.1983), the United States Court of Appeals for the District of
Columbia outlined a three-part test to determine the sufficiency of
"membership" evidence at sentencing.
The court held that membership evidence may not be considered for
purposes of imposing punishment unless the evidence is sufficient to establish
that: (1) the defendant was a
"member" of the group at issue;
(2) the group's aims were illegal;
and (3) the defendant intended to further those illegal aims. Id. at 940. The Lemon court held that the sentencing
judge's reliance on information regarding the defendant's alleged association
with the "Black Hebrews" was improper absent any evidence linking the
defendant to any illegal activities of the group. The court cautioned that the first amendment
would be violated "if the defendant's illegal intent could simply be
inferred from evidence of his association with members of the group." Id. at 940. The court further explained: "[T]here must be sufficiently reliable
evidence of the defendant's connection to illegal activity within the Black
Hebrews to insure that he is not
*1225. [81 Hawai'i 324] being given a harsher sentence for
mere association with the group and its legitimate aims and activities." Id.
The reasoning of Lemon controls the
determination as to whether there was sufficient evidence to establish a
reasonable correlation between Vinge's association with the Hawaiian Home Boys
and the imposition of consecutive terms of imprisonment. Like the defendant in Lemon, Vinge was
given a harsher sentence, in part, for his mere association with a group. The prosecution, in the instant case, never
established, either during Vinge's trial or at his sentencing hearing, that the
Hawaiian Home Boys were engaged in, or even endorsed, illegal activities or
that Vinge's criminal actions were in furtherance of any such illegal
activities. At most, the record reveals
that: (1) Vinge and his neighborhood
friends lived in the Hawaiian Homes area;
(2) being proud of where they lived, Vinge and his friends called
themselves the Hawaiian Home Boys; and
(3) as Hawaiian Home Boys, they watched television, carpooled, fished, and were
active in a boxing club, called the Hawaiian Home Boxing Club. Accordingly, on the record before us, we hold
that there was insufficient evidence to establish any type of reasonable
correlation between Vinge's association with the Hawaiian Home Boys and the
imposition of consecutive prison sentences.
While Vinge's past criminal record and the
egregious facts surrounding the Honsport robbery may independently support a
sentence of consecutive terms of imprisonment, the sentencing court's remarks
during Vinge's sentencing hearing clearly indicate that Vinge's association
with the Hawaiian Home Boys, i.e., his "gang-related activity,"
was an aggravating factor in the sentencing court's decision to impose
consecutive sentences. Because Vinge's
mere association with the Hawaiian Home Boys bore no reasonable relationship to
the consecutive sentences imposed and because Vinge's supposed
"gang-related activity" clearly served as an aggravating factor in
imposing his sentence, we hold that the sentencing court exceeded its statutory
authority when it considered Vinge's "membership" with the Hawaiian
Home Boys as a basis for sentencing Vinge to consecutive terms of imprisonment.
IV. CONCLUSION
For the above mentioned reasons, we affirm
Vinge's guilty convictions on all charges except for the included offenses of
attempted theft in the first and second degrees, which we reverse. Furthermore, we vacate Vinge's sentence and
remand this case for resentencing.
(FN1.) HRS s
708-840(1)(b)(ii) provides in pertinent part:
(1) A person commits the offense of robbery in the
first degree if, in the course of committing theft:
....
(b) The person is armed with a dangerous instrument
and:
....
(ii) The person threatens the imminent use of force
against the person of anyone who is present with intent to compel acquiescence
to the taking of or escaping with the property.
(FN2.) HRS s
708-810(1)(a) provides:
(1) A person commits the offense of burglary in the
first degree if the person intentionally enters or remains unlawful in a
building, with intent to commit therein a crime against a person or against
property rights, and:
(a) The person is armed with a dangerous instrument in
the course of committing the offense[.]
(FN3.) HRS s
705-500 provides:
(1) A person is guilty of an attempt to commit a crime
if the person:
(a) Intentionally engages in conduct which would
constitute the crime if the attendant circumstances were as the person believes
them to be; or
(b) Intentionally engages in conduct which, under the
circumstances as the person believes them to be, constitutes a substantial step
in a course of conduct intended to culminate in his commission of the crime.
(2) When causing a particular result is an element of
the crime, a person is guilty of an attempt to commit the crime if, acting with
the state of mind required to establish liability with respect to the attendant
circumstances specified in the definition of the crime, the person
intentionally engages in conduct which is a substantial step in a course of
conduct intended or known to cause such a result.
(3) Conduct shall not be considered a substantial step
under this section unless it is strongly corroborative of the defendant's
criminal intent.
(FN4.) HRS s
708-830.5 provided in relevant part:
(1) A person commits the offense of theft in the first
degree if the person commits theft:
(a) Of property, the value of which exceeds $20,000;
(b) Of a firearm;
or
(c) Of dynamite or other explosive.
*1225_ (FN5.) HRS s 708-831(1)(a) provided:
(1) A person commits the offense of theft in the
second degree if the person commits theft:
(a) Of property from the person of another[.]
(FN6.) HRS s
708-821(1)(b) provides in relevant part:
(1) A person commits the offense of criminal property
damage in the second degree if:
....
(b) The person intentionally damages the property of
another, without the other's consent, in an amount exceeding $500.
(FN7.) HRS s
134-7(d) provides that "[n]o person who is less than twenty-five years old
and has been adjudicated by the family court to have committed a felony, two or
more crimes of violence, or an illegal sale of any drug shall own, possess or
control any firearm or ammunition therefor."
(FN8.) HRS s 134-51(b) provides that
"[w]hoever knowingly possesses or intentionally uses or threatens to use a
deadly or dangerous weapon while engaged in the commission of a crime shall be
guilty of a class C felony."
(FN9.) Vinge also contends the trial court
erred in denying his motion to introduce a written statement that Atai made
after he viewed the police's photographic line-up. In this statement, Atai wrote, inter alia,
that photograph number two "resembled" the suspect that he saw at the
Honsport robbery. Aside from (1) making
a general claim that the trial court erred in denying the introduction of this
written statement, and (2) contending that the statement would underscore the
tentative nature of Atai's photographic identification, Vinge does not provide
a single argument to support his contention that the trial court's ruling was
erroneous. Accordingly, we decline to
address Vinge's claim. See State v.
Lopez, 78 Hawai'i 433, 452, 896 P.2d 889, 908 (1995) (citing Loui v.
Board of Medical Examiners, 78 Hawai'i 21, 29 n. 19, 889 P.2d 705, 713 n.
19 (1995)).
In any event, we note that, although the trial court
refused to accept Atai's actual written statement into evidence, Vinge was
allowed to elicit testimony from Atai and another prosecution witness regarding
the existence and actual content of the written statement in question.
(FN10.) HRPP
Rule 12(b)(2) provides:
(b) Pretrial Motions. Any defense,
objection, or request which is capable of determination without the trial of
the general issue may be raised before trial by motion. Motions may be written or oral at the
discretion of the judge. The following
must be raised prior to trial:
....
(2) defenses and objections based on defects in the
charge (other than that it fails to show jurisdiction in the court or to charge
an offense which objections shall be noticed by the court at any time during
the pendency of the proceedings)[.]
(Bold in original.)
(FN11.) HRPP
Rule 29(a) provides in relevant part:
(a) Motion Before Submission to Jury. Motions for
directed verdict are abolished and motions for judgment of acquittal shall be
used in their place. The court on motion
of a defendant or of its own motion shall order the entry of judgment of
acquittal of one or more offenses alleged in the charge after the evidence on
either side is closed if the evidence is insufficient to sustain a
conviction of such offense or offenses....
(Bold in original and emphasis added.)
(FN12.) We
further note that under HRS s 701-109(1)(d) (1993), robbery in the first degree
(HRS s 708-840 (1993)) is not a specific instance of the general conduct of
burglary in the first degree (HRS s 708-810 (1993)). HRS s 701-109(1)(d) states in pertinent part:
s 701-109 Method of prosecution when conduct
establishes an element of more than one offense. (1) When the same
conduct of a defendant may establish an element of more than one offense, the
defendant may be prosecuted for each offense of which such conduct is an
element. The defendant may not, however,
be convicted of more than one offense if:
(d) The offenses differ only in that one is defined to
prohibit a designated kind of conduct generally and the other to prohibit a
specific instance of such conduct[.]
This court has interpreted the meaning of HRS s
701-109(1)(d) in State v. Freeman, 70 Haw. 434, 774 P.2d 888 (1989) and
State v. Hoopii, 68 Haw. 246, 710 P.2d 1193 (1985). In Hoopii, we were asked to determine
if rape and sodomy were specific instances of the general conduct of
kidnapping. Because the penal statutes
which the defendant was charged with were enacted to redress different types of
conduct, we held that
[The kidnapping and rape/sodomy] statutes do not seek
to redress the same conduct. The main
thrust of the kidnapping statute is to prohibit the intentional restraint of
another's freedom of movement. The
additional requirement of intent merely serves to distinguish kidnapping from
unlawful imprisonment. See
Commentary on ss 707-720 to 707-722.
Meanwhile, the rape and sodomy statutes are primarily concerned with
preventing another from being forced to engage in sexual acts. Rape and sodomy, therefore, are not
derivatives of kidnapping.
Id. at 251,
710 P.2d at 1196-97.
In the present case, Vinge was charged with burglary
in the first degree, HRS s 708-810, and robbery in the first degree, HRS s
708-840.
As in Hoopii, Vinge was charged under two
statutes with separate and distinct types of conduct which the legislature
intended to prohibit. HRS s 708-810 was
enacted primarily to prevent the commission of a theft in a building, whereas,
HRS s 708-840 was enacted to prevent the use of force in the commission of a
theft.
Because the legislature intended to redress two
different scenarios of theft, we hold that HRS s 701-109(1)(d) does not
prohibit a defendant from being charged with violations of HRS s 708-810
(burglary in the first degree) and HRS s 708-840 (robbery in the first degree).
*1225_ (FN13.) The fourteenth amendment to the
United States Constitution provides in relevant part:
All persons born or naturalized in the United States, and
subject to the jurisdiction thereof, are citizens of the United States and of
the State wherein they reside. No State
shall make or enforce any law which shall abridge the privileges or immunities
of citizens of the United States: nor
shall any State deprive any person of life, liberty, or property, without due
process of law; nor deny to any person
within its jurisdiction the equal protection of the laws.
U.S. Const. amend. XIV, s 1.
Article I, section 5 of the Hawai'i Constitution
states:
No person shall be deprived of life, liberty or
property without due process of law, nor be denied the equal protection of the
laws, nor be denied the enjoyment of the person's civil rights or be
discriminated against in the exercise thereof because of race, religion, sex or
ancestry.
(FN14.) Vinge
also received a copy of the prosecution's motion for consecutive
sentences; however, it was filed on the
morning of the sentencing hearing.
(FN15.) HRS s 706-606 (1993) provides:
Factors to be considered in imposing a sentence. The court, in
determining the particular sentence to be imposed, shall consider:
(1) The nature and circumstances of the offense and
the history and characteristics of the defendant;
(2) The need for the sentence imposed:
(a) To reflect the seriousness of the offense, to
promote respect for law, and to provide just punishment for the offense;
(b) To afford adequate deterrence to criminal conduct;
(c) To protect the public from further crimes of the
defendant; and
(d) To provide the defendant with needed educational
or vocational training, medical care, or other correctional treatment in the
most effective manner;
(3) The kinds of sentences available; and
(4) The need to avoid unwarranted sentence disparities
among defendants with similar records who have been found guilty of similar
conduct.
(Bold in original.)
For a general discussion of the relationship between HRS ss 706-606 and
706-668.5, see State v. Gaylord, 78 Hawai'i 127, 147-50, 890 P.2d 1167,
1187-90 (1995).
(FN16.)
Although the sentencing court has discretion to impose concurrent or
consecutive sentences under HRS s 706-668.5(2), the trial court is limited in
its discretion by the factors set forth in HRS s 706-606. Gaylord, 78 Hawai'i at 149, 890 P.2d at
1189.
(FN17.) Furthermore, Hawai'i Rules of
Professional Conduct (HRPC) Rule 1.4(a) requires a lawyer to "keep a
client reasonably informed about the status of a matter...." Accordingly, defense counsel has the
professional obligation to informed Vinge of the possibility of consecutive
sentences.
(FN18.) For example, HRS s 706-657 (1993)
(enhanced sentence for second degree murder) requires a hearing before
imposition of the enhanced sentence; HRS
s 706-662 (1993) (criteria for extended terms of imprisonment) requires the
court to make findings, and, thus, notice and a hearing are required; HRS s 706-664 (procedure for imposing
extended terms of imprisonment) requires a hearing before imposing an extended
term.
(FN19.) Regardless of whether notice is
required, Vinge received actual oral and written notice of the prosecution's
intention to seek consecutive sentences.