Supreme Court of Hawai'i.
STATE of Hawai'i, Plaintiff-Appellee,
v.
Shawn KEKONA, Defendant-Appellant.
No. 16173.
Dec. 5, 1994.
77 Hawai'i 403, 886 P.2d 740
Defendant
charged with second-degree assault and first-degree robbery pleaded no contest
to lesser included offense of second-degree robbery in the Second Circuit
Court, Maui County, and defendant appealed from order denying motion to
suppress. The Supreme Court, Ramil, J.,
held that: (1) defendant's statement was
voluntarily made, notwithstanding defendant's learning disability; (2) finding that defendant did not invoke
right to remain silent was not clearly erroneous; and (3) failure to electronically record
custodial interrogation was not due process violation.
Affirmed.
Levinson, J.,
filed concurring and dissenting opinion.
Joy Yanagida,
on the briefs, Wailuku, for defendant-appellant.
James B.
Takayesu, Deputy Pros. Atty., County of
Maui, on the briefs, Wailuku, for plaintiff-appellee.
Before MOON,
C.J., and KLEIN, LEVINSON, NAKAYAMA and RAMIL, JJ.
RAMIL, Justice.
Defendant-Appellant
Shawn Gregory Kealii Kekona was charged with Assault in the Second Degree in
violation of Hawai'i Revised Statutes (HRS) s 707-711(1)(b) (Supp.1991) and
Robbery in the First Degree in violation of HRS s 708-840(1)(a) (1985). Kekona pleaded no contest to the lesser
included offense of Robbery in the Second Degree, HRS s 708-841 (1985 &
Supp.1991), subject to his right to appeal the Second Circuit Court's order
denying his motion to suppress his oral statement made to police upon arrest.
Kekona
contends: (1) the trial court erred in
finding that Kekona's statement was voluntary;
(2) the trial court erred in finding that Kekona did not invoke his
right to remain silent; and (3) the
State failed to meet its burden of proof to establish that Kekona made a valid
waiver of his rights since the State failed to tape record the interrogation.
We disagree and
affirm.
I. FACTS
A. Background
On October 30,
1991, Fetakoi Pahulu was arrested in connection with a robbery that occurred in
Lahaina, Maui on October 29, 1991.
Although Pahulu made a written statement to police that implicated
himself in the robbery, Pahulu placed primary responsibility for the crime on
Kekona.
Kekona was
arrested the following day and taken to the Lahaina police station where he was
processed by Detective David Blair (Blair).
Detective Neil Endo (Endo) was assigned as the primary investigator in
the case. After processing, Detective
Endo took Kekona to an interrogation room and gave Kekona his Miranda
warnings using a copy of the Maui Police Department Warnings and Waiver Form
103 (Form 103).
Once Kekona
initialed the warnings and waiver portion of Form 103, the interrogation
commenced and Kekona proceeded to give a statement regarding the robbery. At this point, the stories of Kekona and
Detectives Blair and Endo conflict.
According to
Kekona, after he told the detectives his version of the events leading up to
the robbery, they became angry and accused him of lying. Kekona then told the detectives "I no
like talk," and both detectives left the room. Upon arriving back in the room, Detective
Endo told Kekona: (1) that he knew
various members of Kekona's family well;
(2) that the robbery victim was in critical condition; (3) that he should tell the truth; and (4) that if he did not talk, he would end
up like his brother. (FN1) Kekona testified that he did not reinitiate
the conversation and he was not given new Miranda warnings. Kekona then gave a different version
*742 [77 Hawai'i 405] of the robbery, which he maintains was a
"bullshit" story. (FN2)
In contrast,
Detectives Endo and Blair testified that at no time during the interrogation
session did Kekona invoke his right to remain silent or request an
attorney. During the interrogation,
Kekona gave them an initial version of the robbery and then asked for a break
so that he could smoke a cigarette, which he was allowed to do. After five to ten minutes, Detective Endo
reentered the room to continue the interrogation. Because Kekona's initial version of the
robbery was plagued with inconsistencies, the detectives continued to question
him. Detective Endo testified that
Kekona admitted that he had "lied the first time" and then gave a
second version of the robbery.
Kekona did not
make a written statement and the session was not tape recorded, even though
recording equipment was readily available.
In addition, only Detective Endo took notes during the
interrogation. Both detectives
subsequently reduced Kekona's oral statement to writing in their police
reports. Detective Endo drafted his
report approximately ten days after the confession was taken. Detective Blair wrote his report within a
week of the confession, finishing the report three weeks later.
B. Procedural History
On November 13,
1991, Kekona was charged with Robbery in the First Degree, HRS s 708-840, and
Assault in the Second Degree, HRS s 707-711.
On December 31, 1991, Kekona filed a motion to suppress his confession
on the grounds that: (1) because there
was no tape recording of the session, no record existed to indicate a voluntary
statement or waiver; (2) the
interrogation should have ceased after he invoked his right to remain
silent; and (3) the confession was
coerced and involuntary.
On March 17,
1992, the circuit court denied Kekona's motion to suppress his confession. The court found that: (1) Kekona was properly advised of his
rights; (2) Kekona understood his rights,
despite his learning disabilities; (3)
at no time during the interrogation process did Kekona invoke his right to
remain silent; (4) no coercion was used
to elicit Kekona's statement; and (5)
Kekona voluntarily and intelligently waived his rights prior to making his
statement.
Based on its
findings, the circuit court concluded as a matter of law that Kekona's
statement "was freely and voluntarily given, after proper warnings of his
rights and the voluntary and intelligent waiver of said rights[.]" In addition, the court concluded that
"the tape recording or verbatim stenographic recording of a defendant's
oral statement is not a prerequisite for establishing its voluntariness and
admissibility in this jurisdiction[.]"
On March 17,
1992, Kekona entered his no contest plea to the charge of robbery in the second
degree, HRS s 708-841 (1985), subject to his right to appeal the Second Circuit
Court's order denying his motion to suppress his oral statement. (FN3)
The circuit court's judgment was filed on May 21, 1992, sentencing
Kekona to ten years in prison and ordering him to make restitution in the
amount of $1,390.50. This timely appeal
followed.
II. DISCUSSION
A. Voluntariness of Statement
[1] Kekona
contends that his oral statements to the police were involuntary and the *743 [77
Hawai'i 406] product of coercion.
In reviewing whether a statement was in fact coerced, we apply "the
clearly erroneous standard to the findings on which the decision to admit the
statement are based." State v.
Villeza, 72 Haw. 327, 330, 817 P.2d 1054, 1056 (1991), reconsideration
denied,72 Haw. 617, 841 P.2d 1074 (1991) (citations omitted). Moreover, the court is required to examine
the entire record and make an independent determination of the ultimate issue
of voluntariness based on the totality of circumstances. State v. Kelekolio, 74 Haw. 479, 502, 849
P.2d 58, 69 (1993).
[2] In State
v. Kreps, 4 Haw.App. 72, 661 P.2d 711 (1983), the Intermediate Court of
Appeals of Hawaii stated that evidence that a defendant has read and signed a
police rights and waiver form can be sufficient to establish a valid waiver,
provided that the court considers "whether the words used, considering the
age, background, and intelligence of the individual being interrogated, impart
a clear understandable warning of all of his rights." 4 Haw.App. at 76-77, 661 P.2d at 715.
[3] Although
the record indicates that Kekona suffers from a learning disability, the fact
that he reads at the fourth grade level does not necessarily mean he lacks the
ability to knowingly waive his Miranda rights. See Derrick v. Peterson, 924 F.2d 813,
824 (9th Cir.1990) (sixteen year old with mental age of nine year old and I.Q.
of 62 capable of understanding and waiving Miranda rights), cert.
denied, 502 U.S. 853, 112 S.Ct. 161, 116 L.Ed.2d 126 (1991). In addition, Detectives Blair and Endo
testified at the suppression hearing that prior to the interrogation, Detective
Endo read each sentence of Form 103 aloud and Kekona read along. Also, each of the constitutional rights and
the waiver provisions were explained to Kekona by Detective Endo prior to
Kekona signing the form. Moreover, the
circuit court determined that Kekona understood all of his rights. The circuit court stated in its order denying
Kekona's motion to suppress statements that:
[the] Defendant acknowledged that he had been
similarly warned in past encounters with the police and on at least one prior
occasion invoked his rights. The Court's
finding that Defendant understood his rights is based upon the content and
credibility of [Endo and Blair's] testimony, as well as an appraisal of
Defendant's own testimonial responses to direct and cross-examination
questioning as to the arrest, warning and waiver process[.]
Record on
Appeal at 201.
[4] In addition
to the necessary waiver, the court must also find that such a statement was
voluntarily made. State v. Kreps,
4 Haw.App. at 77, 661 P.2d at 715. The
conditions surrounding Kekona's interrogation do not suggest that any
impermissible tactics were employed by the detectives to coerce Kekona into
making a statement. Kekona was
interrogated for about an hour and a half by two detectives. The interrogation took place at approximately
3:00 p.m. on a weekday. Kekona asked for
and was allowed to take a break during the course of the interrogation--to
smoke a cigarette--and was offered something to drink. Moreover, Kekona himself admitted that he was
not physically threatened during the interrogation and that no promises were
made to him by the detectives.
[5] Kekona
contends, however, that he was coerced into making the second statement when
confronted by the Detective Endo's admonition that "[i]f you don't talk,
you'll end up like your brother."
However, Detective Endo denied making such a statement. As the trier of fact, it is for the trial
court to assess the credibility of witnesses, including defendant, and it may
accept or reject such testimony in whole or in part. State v. Aplaca, 74 Haw. 54, 65-66, 837
P.2d 1298, 1305-1306 (1992) (citation omitted).
Thus the trial court, as trier of fact, "may draw all reasonable
and legitimate inferences and deductions from the evidence adduced, and
findings of the trial court will not be disturbed unless clearly
erroneous." State v. Batson,
73 Haw. 236, 245-246, 831 P.2d 924, 930, reconsideration denied, 73 Haw.
625, 834 P.2d 1315 (1992) (citation omitted).
Apparently, the circuit court chose to believe the testimony of
Detective Endo over the contrary assertions of Kekona. There is nothing in the record to suggest
this determination was clearly erroneous.
*744 [77 Hawai'i 407] [6] Kekona also
maintains that at the time he was questioned, Pahulu's statement had already
implicated him in the robbery. Thus,
Kekona contends that the police tactics used were not employed to solve a
crime, but to extract trial testimony, a factor which Kekona argues prompted
the United States Supreme Court in Spano v. New York, 360 U.S. 315, 79
S.Ct. 1202, 3 L.Ed.2d 1265 (1959), to deem a confession involuntary. However, a careful reading of Spano
indicates that where it is shown that police officers intended to extract a
confession, rather than solve a crime, "the confession obtained must be
examined with the most careful scrutiny." Id. at 324, 79 S.Ct. at 1207.
In addition,
Spano is factually distinguishable.
The defendant in Spano repeatedly invoked his right to counsel. Id. at 318-19, 79 S.Ct. at 1204-05. Furthermore, the defendant was subjected to
continuous interrogation by an assistant prosecutor and several police officers
for over eight hours. The interrogation
lasted until the early morning hours when the defendant finally confessed. Kekona's version of the facts, even if
accepted as true, does not rise to the same level of egregiousness that
confronted the Supreme Court in Spano.
Considering the
totality of circumstances surrounding Kekona's statement and the testimony
presented at the suppression hearing, the circuit court did not err in
concluding that Kekona's statement was freely and voluntarily given.
B. Whether Kekona Invoked His Right to Remain
Silent
[7][8] Kekona
also contends that the trial court erred in finding that he did not invoke his
right to remain silent. (FN4) A trial court's determination of whether a
defendant invoked his right to remain silent is a question of fact. Cf. State v. Nelson, 69 Haw. 461, 469,
748 P.2d 365, 370 (1987) (whether defendant invoked his right to counsel is a
question of fact). A trial court's
findings of fact will not be disturbed unless clearly erroneous. State v. Batson, 73 Haw. at 246, 831 P.2d
at 930. A finding of fact is not
clearly erroneous unless after reviewing the entire record, the supreme court
is left with the definite and firm conviction that a mistake has been made. Id. (citation omitted).
[9] The only
evidence of whether Kekona invoked his right to remain silent is testimony
elicited during the suppression hearing, when Kekona claimed that he told the
detectives, "I no like talk no more." In contrast, Detectives Endo and Blair both
testified that while Kekona requested a break to smoke a cigarette, at no time
did Kekona invoke either his right to remain silent or his right to
counsel. The trial court, after
assessing "the content and credibility" of the detectives' testimony,
"as well as an appraisal of Defendant's own testimonial responses to direct
and cross-examination," obviously believed the Detectives.
[10] The trial
court, as the finder of fact, may draw reasonable and legitimate inferences and
deductions from the evidence. State
v. Batson, 73 Haw. at 245-46, 831 P.2d at 930. Moreover, it is for the trial court to
assess the credibility of witnesses, including defendant, and it may accept or
reject such testimony in whole or in part.
State v. Aplaca, 74 Haw. 54, 65-66, 837 P.2d 1298, 1305-1306 (1992)
(citation omitted). Thus, because the
circuit court is empowered to assess the credibility of witnesses in making its
findings of fact, weigh conflicting evidence, and draw reasonable inferences,
the circuit court's finding that Kekona did not invoke his right to remain
silent is not clearly erroneous.
C. Tape Recording Requirement
[11] Finally,
Kekona argues that in order for the State to meet its burden of proving that he
validly waived his constitutional rights, the police were required to tape
record all of his oral statements.
Because we have not previously addressed this issue, (FN5) *745 [77
Hawai'i 408] Kekona relies for support on the Alaska Supreme Court's
decision in Stephan v. State of Alaska, 711 P.2d 1156 (Alaska 1985).
In Stephan,
defendants appealed the trial court's refusal to grant their motion to suppress
confessions made during their interrogations by police. At the suppression hearing, there was
conflicting testimony about what occurred during the unrecorded portions of the
interviews. Defendants claimed, inter
alia, that they were not informed of their Miranda rights and that
questioning continued after they had asserted their right to remain silent and
had requested an attorney. The police
officers testified to the contrary.
Reversing the
court below, the Alaska Supreme Court held that in order to be admissible under
the due process clause of the Alaska State Constitution, all custodial
confessions must be recorded when the interrogation occurs in a place of
detention and recording is feasible.
(FN6) Id. at 1159-60. The supreme court reasoned that a recording
in such circumstances is "a reasonable and necessary safeguard, essential
to the adequate protection of the accused's right to counsel, his right against
self incrimination and, ultimately, his right to a fair trial." Id.
The supreme court also noted that a recording would "aid law
enforcement efforts, by confirming the content and the voluntariness of a
confession, when a defendant changes his testimony or claims falsely that his
constitutional rights were violated."
Id. at 1161. In addition,
the court held that exclusion is the appropriate remedy for an unexcused
failure to electronically record an interrogation, when such recording is
feasible. Id. at 1163.
While other
jurisdictions have also recognized the importance of recording custodial
interrogations, (FN7) a majority of jurisdictions have specifically declined to
adopt the Stephan rule that mandates the electronic recording of a
suspect's statements as a requirement of due process. See People v. Raibon, 843 P.2d 46, 48
(Colo.App.1992), cert. denied, (January 11, 1993); State v. Rhoades, 121 Idaho 63, 73, 822
P.2d 960, 970 (1991),cert. denied, 506 U.S. 1047, 113 S.Ct. 962, 122
L.Ed.2d 119 (1993); Jimenez v. State,
105 Nev. 337, 775 P.2d 694, 696 (1989);
State v. Spurgeon, 63 Wash.App. 503, 504, 820 P.2d 960, 961 (1991),
review denied, 118 Wash.2d 1024, 827 P.2d 1393 (1992); Coleman v. State, 189 Ga.App. 366, 366,
375 S.E.2d 663, 664 (1988); People v.
Everette, 187 Ill.App.3d 1063, 1075, 135 Ill.Dec. 472, 479, 543 N.E.2d
1040, 1047 (1989); State v. Buzzell,
617 A.2d 1016, 1018 (Me.1992);
Commonwealth v. Fryar, 414 Mass. 732, 740 n. 8, 610 N.E.2d 903, 909
n. 8 (1993); Williams v. State,
522 So.2d 201, 208 (Miss.1988); State
v. Gorton, 149 Vt. 602, 606, 548 A.2d 419, 421 (1988). See generally People v. Wimberly, 5
Cal.App.4th 773, 791 n. 13, 7 Cal.Rptr.2d 152, 162 n. 13 (1992).
Although having
an electronic recording of all custodial interrogations would undoubtedly
*746 [77 Hawai'i 409] assist the trier of fact in ascertaining the
truth, we do not agree that the due process clause of our State Constitution
requires such a practice. Article I,
section 5 of the Hawai'i Constitution provides that "[n]o person shall be
deprived of life, liberty, or property without due process of law[.]" The due process clause "serves to
protect the right of an accused in a criminal case to a fundamentally fair
trial." State v. Matafeo, 71
Haw. 183, 185, 787 P.2d 671, 672 (1990) (citing State v. Keliiholokai,
58 Haw. 356, 569 P.2d 891 (1977)). We
cannot say that the failure of the police to manufacture a tape recording of
Kekona's station house interrogation was so detrimental to his defense that it
necessarily resulted in a unfair trial.
[12] At the
suppression hearing, the defense had an opportunity to thoroughly cross-examine
Detectives Endo and Blair. In addition,
Kekona himself provided testimony of his version of the events that transpired
during the interrogation. The circuit
court, after hearing the evidence, found the testimony of the detectives to be
more reliable. Indeed, the concern in
this case centers on the credibility of the accused and the police officers who
testified, not some unconstitutional action.
See Jimenez, 775 P.2d at 696.
"When a motion to suppress evidence is heard, [i]t is for the trial
[court] as factfinder to assess credibility of witnesses, including defendants,
and to resolve all questions of fact[.]" State v. Nelson, 69 Haw. 461, at 468, 748
P.2d 365.
While the trial
judge determines the admissibility of a confession, the "defendant [still]
retains the right to put before the jury, as the trier of fact, all evidence,
including the facts and circumstances surrounding the making of his confession,
'relevant to weight or credibility.' "
State v. Kelekolio, 74 Haw. 479, 516, 849 P.2d 58, 75 (1993). Therefore, whether the failure of the police
to create a record of the defendant's confession undermines its accuracy and
detracts from the credibility of later testimony is an issue uniquely left to
the sound discretion of the trier of fact.
Undeniably,
recording a custodial interrogation is important in many contexts. A recording would be helpful to both the
suspect and the police by obviating the "swearing contest" which too
often arises when an accused maintains that she asserted her constitutional
right to remain silent or requested an attorney and the police testify to the
contrary. A recording would also
"help to demonstrate the voluntariness of the confession, the context in
which a particular statement was made and of course, the actual content of the
statement." Williams, 522
So.2d at 208. Consequently, although we
decline to interpret the due process clause of the Hawai'i Constitution as
requiring that all custodial interrogations be recorded, we nevertheless stress
the importance of utilizing tape recordings during custodial interrogations
when feasible.
The dissent
suggests that, as the song goes, there's going to be a "hush all over the
[state] tonight" when audio and video cassette recorders are being turned
off in interrogation rooms across the state in response to the majority
opinion. Yet, according to the cynical
nature of the dissent's argument, even if we were to hold that the due process
clause mandates the recording ofstation house interrogations, there
would still be a "hush all over the [state] tonight." This time, however, the silence in the
station houses would come from the new police policy of conducting all
interrogations out in the field where, the minority apparently concedes, the
due process clause does not require that interrogations be recorded. We refuse to adopt such a pessimistic outlook
towards the potential consequences of our opinion.
III. CONCLUSION
We decline to
hold that the State must tape record a custodial interrogation in order to
establish a valid waiver of a criminal defendant's constitutional rights. We further hold that the circuit court did
not err in ruling that Kekona's statement was freely and voluntarily given and
that Kekona did not invoke his right to remain silent.
The circuit
court's order denying Kekona's motion to suppress his statement made to police
is affirmed.
*747 [77 Hawai'i 410] LEVINSON,
Justice, concurring and dissenting.
On March 17,
1992, when the circuit court entered its findings of fact, conclusions of law,
and order denying the defendant Kekona's motion to suppress, the proposition
"[t]hat the tape recording or verbatim stenographic recording of a
defendant's oral statement [was] not a prerequisite for establishing its
voluntariness and admissibility in this jurisdiction," see the
circuit court's Conclusion of Law (COL) No. 1, was not an incorrect statement
of Hawai'i law. Moreover, the circuit
court's COL No. 2--"[t]hat the statement of [the] [d]efendant ... Kekona
... was freely and voluntarily given, after proper warnings of his rights and
the voluntary and intelligent waiver of said rights"--is supported by its
findings of fact (FOFs). It is for these
reasons alone that I concur in the judgment of the court. See Amfac, Inc. v. Waikiki Beachcomber Inv.
Co., 74 Haw. 85, 119, 839 P.2d 10, 29,reconsideration denied, 74
Haw. 650, 843 P.2d 144 (1992).
But therein
lies the rub. Despite the fact that
"recording equipment was readily available" at the Lahaina police
station on October 31, 1991, majority opinion at 4, Detectives Endo and Blair
inexplicably failed to preserve Kekona's statement to them verbatim. Thus, our ability to determine on review
whether the circuit court's FOFs that "[Kekona] ... never invoked his
right to silence" (FOF No. 6), "[n]o coercion, threats ..., or
improper inducements were utilized to elicit [Kekona's] statement" (FOF
No. 8), and "[Kekona] at no time during the interrogation process ...
invoke[d] his right to terminate questioning" (FOF No. 10) are clearly
erroneous has been severely hampered. Or
stated more aptly, the informational vacuum created by the lack of a verbatim
rendition of Kekona's interrogation substantially diminishes the reliability of
an examination of " 'the entire record and ... an independent
determination of the ultimate issue of voluntariness' based upon ... 'the
totality of the circumstances surrounding [the defendant's] statement.' " State v. Kelekolio, 74 Haw. 479, 502, 849
P.2d 58, 69 (1993) (citations omitted).
And yet, had
the investigating detectives merely pressed the "record" button of
the "readily available" recording equipment, the record before us
would reflect--to an objective certainty--whether, in the course of
questioning, Kekona in fact declared that "I no like talk" and
whether Detective Endo thereafter represented to Kekona "that he knew
various members of Kekona's family well," majority opinion at 404, 886
P.2d at 741, and that "if [Kekona] did not talk, [Kekona] would end up
like his brother." Id. at
404, 886 P.2d at 741. As the song lyric
goes, if "there's a kind of hush all over the [state] tonight," it
comes, in response to the majority opinion, from the sound of audio and video
cassette recorders being turned off in the interrogation rooms of police
station houses. (FN1)
Because I
believe that (1) the majority is ostensibly making a mistake in not learning
the lesson of this appeal by applying the rule of Stephan v. State, 711
P.2d 1156 (Alaska 1985) prospectively to article I, section 5 of the
Hawai'i Constitution (1978), (FN2) and (2) the majority opinion (a) virtually
invites a deluge of time-consuming and avoidable appeals in the future and (b)
significantly misapplies Kelekolio and State v. Batson, 73 Haw.
236, 831 P.2d 924, reconsideration denied, 73 Haw. 625, 834 P.2d 1315
(1992), I am compelled to part company with the majority opinion.
I. THE "STEPHAN RULE"
I would hold
all custodial police interrogations of criminal suspects, conducted after *748 [77
Hawai'i 411] the date of this opinion, (FN3) to the following standard:
... Electronic
recording of suspect interrogations ... is a requirement of state due process
when the interrogation occurs in a place of detention and recording is
feasible. We reach this conclusion
because we are convinced that recording, in such circumstances, is now a
reasonable and necessary safeguard, essential to the adequate protection of the
accused's right to counsel, his [or her] right against self-incrimination and,
ultimately, his [or her] right to a fair trial.
The contents
of an interrogation are obviously material to the voluntariness of a
confession. The state usually
attempts to show voluntariness through the interrogating officer's testimony
that the defendant's constitutional rights were protected. The defendant, on the other hand, often
testifies to the contrary. The result,
then, is a swearing match between the law enforcement official and the
defendant, which the courts must resolve.
The difficulty in depicting what transpires at such
interrogations stems from the fact that in this country they have largely taken
place incommunicado.
....
... Interrogation still takes place in privacy. Privacy results in secrecy and this in turn
results in a gap in our knowledge as to what in fact goes on in the
interrogation rooms.
Miranda [v. Arizona], 384 U.S.
[436,] 445, 448, 86 S.Ct. [1602,]
1612, 1614, 16 L.Ed.2d [694] [ (1966) ].
Thus, we believe a recording requirement is justified, because "a
tape recording provides an objective means for evaluating what occurred during
interrogation." [Citation omitted.]
Although there
are undoubtedly cases where the testimony on one side or the other is
intentionally false, dishonesty is not our main concern. Human memory is *749 [77 Hawai'i 412] often
faulty--people forget specific facts, or reconstruct and interpret past events
differently.
It is not because a police officer is more dishonest
than the rest of us that we ... demand an objective recordation of the critical
events. Rather, it is because we are
entitled to assume that he is no less human--no less inclined to reconstruct
and interpret past events in a light most favorable to himself--that we should
not permit him to be a "judge of his own cause."
Kamisar[, Forward:
Brewer v. Williams--A Hard Look as a Discomfitting [sic] Record, 66
Geo.L.J. 209,] 242-43 [ (1977-78) ] (citation omitted). Defendants, undoubtedly, are equally
fallible.
In the absence
of an accurate record, the accused may suffer an infringement upon his [or her]
right to remain silent and to have counsel present during the
interrogation. Also, his [or her] right
to a fair trial may be violated, if an illegally obtained, and possibly false,
confession is subsequently admitted.
An electronic recording, thus, protects the defendant's constitutional
rights, by providing an objective means for him [or her] to corroborate his [or
her] testimony concerning the circumstances of the confession.
The recording
of custodial interrogations is not, however, a measure intended to protect only
the accused; a recording also
protects the public's interest in honest and effective law enforcement, and the
individual interests of those police officers wrongfully accused of improper
tactics. A recording, in many cases,
will aid law enforcement efforts, by confirming the content and the
voluntariness of a confession, when a defendant changes his [or her]
testimony or claims falsely that his [or her] constitutional rights were
violated. In any case, a recording will
help trial and appellate courts to ascertain the truth.
....
In summary, the
rule that we adopt today requires that custodial interrogations in a place of
detention, including the giving of the accused's Miranda rights, must be
electronically recorded. To satisfy this
due process requirement, the recording must clearly indicate that it recounts
the entire interview. Thus, explanations
should be given at the beginning, the end and before and after any
interrogations in the recording, so that courts are not left to speculate about
what took place.
Stephan,
711 P.2d at 1159-62 (emphasis added and citation omitted). (FN4)
Unless I am
missing something, the majority opinion seems to acknowledge the merits of the
Stephan analysis. See
majority opinion at 408-409, 886 P.2d at 745-746. The majority concedes that "having an
electronic recording of all custodial interrogations would undoubtedly assist
the trier of fact in ascertaining the truth[.]" Id. at 409, 886 P.2d at 746. The majority further concedes that
recording a custodial interrogation ... would be
helpful to both the suspect and the police by obviating the "swearing
contest" which too often arises when an accused maintains that [he or] she
asserted [his or] her constitutional right to remain silent or requested an
attorney and the police testify to the contrary. A recording would also help to demonstrate
the voluntariness of the confession, the context in which a particular
statement was made and of course, the actual content of the statement.
Id. at
409, 886 P.2d at 746 (citation and quotation marks omitted). Thus, for precisely the reasons enumerated in
Stephan, the majority "stress [es] the importance of utilizing tape
recordings during custodial interrogations when feasible." Id.
What action, I
wonder, will this court take in the future if the police fail to
"utiliz[e] tape recordings during custodial interrogations when
feasible"? Will it be content
merely to *750 [77 Hawai'i 413] express righteous
indignation or moral distaste? And what
consequence, I wonder will this court impose as a result of such a failure
by the police? Will it refuse to mention
the failed interrogators in its prayers?
Will it wring its hands over the blind frailties of humankind? Will it engage in toothless expressions of
disapproval in opinions yet to be written?
Or is it possible that this court will reveal that, after all, the
failure electronically to record all station house interrogations from
beginning to end, where it is feasible to do so, does indeed contravene a
criminal defendant's rights under article I, section 5 of the Hawai'i
Constitution? And is it possible that
this court will elect to foreclose the admissibility of such unrecorded
interrogations? I suspect that it is.
Nevertheless,
the majority opinion purports to be unwilling to adopt the "Stephan
rule" by "declin[ing] to interpret the due process clause of the
Hawai'i Constitution as requiring that all custodial interrogations be
recorded." Id. All of this is a puzzlement to me.
The majority
notes that "the [Alaska Supreme C]ourt expressly based its ruling upon its
interpretation of the due process clause of the Alaska State
Constitution," majority opinion at 408 n. 6, 886 P.2d at 745 n. 6, having
"agreed that the due process clause of the United States Constitution does
not require the recording of custodial interrogations under the constitutional
materiality test enunciated ... in California v. Trombetta, 467 U.S.
479, 104 S.Ct. 2528, 81 L.Ed.2d 413 (1984)." Id.
There is nothing outlandish about the Alaska Supreme Court's reliance
upon its state's constitution in order to expand the parameters of due process
beyond those perceived in the United States Constitution. Professor Friesen, who authored what may be
the first exhaustive treatise on the subject, has noted as an introductory
matter that:
Since 1970,
state supreme courts have handed down hundreds of opinions that grant
protection for civil rights and liberties, based on provisions in their state
constitutions, that is greater than or equivalent to the protection given these
rights under parallel provisions of the United States Constitution as
interpreted by the [United States] Supreme Court. Independently reasoned opinions sometimes
express a desire to grant "more" than an unwelcome Supreme Court
decision, but independent state courts are not merely reactive. Some use an independent approach as a matter
of course, without regard to what happens to be the current trend in the
Supreme Court. Some state decisions have
upheld or denied a right asserted under state law that federal law has not clearly
addressed, and some have even found that the state provision did not protect a
right that federal law would grant. In
addition to these holdings that uncouple state Bills of Rights from their
federal counterparts, state courts enforcing state charters have been steadily
developing protections for rights that are uniquely or primarily guaranteed by
state rather than federal law.
....
The state
constitutional revival sometimes goes under the name of "new
federalism" or "judicial federalism" to signify the growing
importance of "states' rights" for individuals. Like other state laws, these rights co-exist
with, and often exceed, national constitutional rights. Renewed interest in state law is in part a response
to the perception that national rights are no longer interpreted as generously
as in previous decades. It is a
mischaracterization, however, to view state constitutional law merely as
serving particular ideological ends.
Many independent state rights decisions do serve "liberal"
goals, if liberal is defined as "more expansive than the current Supreme
Court." But others would be
equally welcomed by political "conservatives."
J. Friesen,
State Constitutional Law p 1.01 (1993) (footnotes omitted).
The majority's
unwillingness to adopt the Stephan rule expressly, when it seems to have
done so impliedly, is particularly bizarre because this court has historically
been in the forefront of extending the rights and liberties of persons subject
to local law on independent state constitutional grounds, and we *751 [77
Hawai'i 414] should be proud of that fact. (FN5)
See, e.g., State v. Texeira, 50 Haw. 138, 142 n. 2, 433 P.2d 593,
597 n. 2 (1967) (enunciating general principle); State v. Grahovac, 52 Haw. 527, 531, 533,
480 P.2d 148, 151-52 (1971) (portions of vagrancy statute violate state
constitutional right against self-incrimination); State v. Santiago, 53 Haw. 254, 265-66,
492 P.2d 657, 664 (1971) (use of illegally obtained confession inadmissible
under state constitution for impeachment purposes); State v. Kaluna, 55 Haw. 361, 367-69,
372-75, 520 P.2d 51, 57-58, 60-62 (1974) (limiting, on state constitutional
grounds, scope of (1) warrantless searches incident to valid custodial arrest
and (2) pre-incarceration "inventory" searches); State v. Miyasaki, 62 Haw. 269, 280-82,
614 P.2d 915, 921-23 (1980) (use, as opposed to transactional, immunity
violates state constitutional right against self-incrimination); Huihui v. Shimoda, 64 Haw. 527, 531, 644
P.2d 968, 971 (1982) (restricting, on state constitutional grounds, basis for
denial of criminal defendant's access to bail); State v. Fields, 67 Haw. 268, 282, 686
P.2d 1379, 1390 (1984) (circumscribing, on state constitutional grounds,
warrantless searches of probationers);
State v. Tanaka, 67 Haw. 658, 661-62, 701 P.2d 1274, 1276 (1985)
(reasonable expectation of privacy in trash bags precludes, on state
constitutional grounds, warrantless seizure of them in absence of exigent
circumstances); State v. Kim, 68
Haw. 286, 289-90, 711 P.2d 1291, 1293-94 (1985) (state constitutional privacy
rights limit prerogative of police to order persons out of cars after traffic
stops); State v. Kam, 69 Haw.
483, 491, 748 P.2d 372, 377 (1988) (statute prohibiting promotion of
pornographic adult magazines violated purchasers' right under state
constitution to use those items in privacy of their homes); State v. Quino, 74 Haw. 161, 171-73,
175-76, 840 P.2d 358, 363-65 (1992) (defendant "seized" under state
constitution when approached by police officers in airport and officers'
questions turned from general to inquisitive;
police officers cannot randomly encounter individuals without any
objective basis for suspecting them of misconduct and then place them in
coercive environment in order to develop reasonable suspicion to justify
detention); Baehr v. Lewin, 74
Haw. 530, 562-64, 580, 852 P.2d 44, 59-60, 67, reconsideration granted in
part, 74 Haw. 650, 875 P.2d 225 (1993) (state constitution prohibits
state-sanctioned discrimination against any person in exercise of civil rights
on basis of sex; sex being suspect
category for purposes of state constitution, statute restricting marital
relation to male and female is (1) subject to "strict scrutiny" test
on state equal protection challenge and (2) presumptively unconstitutional
unless both justified by compelling state interests and narrowly drawn to avoid
unnecessary abridgments of constitutional rights); State v. Lessary, 75 Haw. 446, 457-59,
865 P.2d 150, 155-56 (1994) (double jeopardy clause of state constitution requires
application of "same conduct" test); State v. Kearns, 75 Haw. 558, 567, 571,
867 P.2d 903, 907, 909 (1994) (under state constitution, (1) person
"seized" when police officer approaches for express or implied
purpose of investigating him or her for possible criminal violations and begins
to ask for information, and (2) investigative encounter only
"consensual" if (a) prior to start of questioning, person is informed
of right to decline participation and to leave at any time, and (b) person
thereafter voluntarily participates in encounter); State v. Hoey, 77 Hawai'i 17, 35-36, 881
P.2d 504, 522-23 (1994) (rejecting Davis v. United States, 512 U.S. 452,
114 S.Ct. 2350, 129 L.Ed.2d 362 (1994), court held that, under state
constitution, (1) when suspect makes ambiguous or equivocal request for counsel
during custodial interrogation, police must either cease all questioning or
seek non-substantive clarification of suspect's request, and (2) if, upon
clarification, defendant unambiguously and unequivocally invokes right to
counsel, all substantive questioning must cease until counsel present); State v. Bowe, 77 Hawai'i 51, 57, 881
P.2d 538, 544 (1994) (rejecting Colorado v. Connelly,, *752 [77 Hawai'i 415] , 479 U.S. 157,
107 S.Ct. 515, 93 L.Ed.2d 473 (1986), court held that, under state
constitution, coercive conduct of private person may be sufficient to render
defendant's confession involuntary).
I can think of
no possible justification as to why, given the dangers and potential abuses so
thoroughly explored in Stephan, the police should be permitted to engage
in unrecorded custodial interrogations when recording is otherwise feasible. I submit that the majority has been unable
to think of any justification either. If
I am correct, then there is everything to gain and nothing to lose by adopting
the Stephan rule prospectively.
That is precisely what makes the majority opinion so baffling to me,
especially in the face of the majority's acknowledgment of "the importance
of utilizing tape recordings during custodial interrogations when
feasible." Majority opinion at
409, 886 P.2d at 746.
II. The Majority Opinion Compounds And Aggravates
The
Uganiza/Edwards/Mailo/Hoey Problem.
At this
juncture, a central element of the Stephan analysis needs to be repeated: "In the absence of an accurate record
[of custodial police interrogations], the accused may suffer an infringement
upon his right to remain silent and to have counsel present during the
interrogation." Stephan, 711
P.2d at 1161. I fear that the failure
of the majority opinion adequately to address this concern may seriously
undermine existing Hawai'i case law.
The majority
opinion acknowledges that "Kekona ... contends that the trial court erred
in finding that he did not invoke his right to remain silent," majority
opinion at 407, 886 P.2d at 744, in light of Kekona's claim that he sought to
terminate his interrogation by announcing to no avail that "I no like
talk." Id. at 404, 886 P.2d
at 741.
It is the law
of this state that:
Basic to the
privilege against self-incrimination is the right of an individual accused or
suspected of a crime not to speak. This
is because without the right to cut off police questioning, the inherently
compelling pressures of in-custody interrogation operate to overbear free
choice, the foundation of the privilege, and statements elicited after its
invocation cannot be other than the product of compulsion. Miranda v. Arizona, [384 U.S.] at 474, 86
S.Ct. at 1627. Accordingly, if an
individual indicates in any manner, at any time prior to or during
interrogation that he [or she] wishes to remain silent, the interrogation must
cease. Id. at 473, 474, 86 S.Ct.
at 1627.... At this point he [or she]
has shown that he [or she] intends to exercise the privilege. Id.
State v.
Uganiza, 68 Haw. 28, 30-31, 702 P.2d 1352, 1354 (1985) (additional
citations omitted). Statements obtained
in violation of the Uganiza rule are inadmissible for any purpose as a
per se matter. State v. Valera,
74 Haw. 424, 433-34, 848 P.2d 376, 380 (1993) (citing Miranda and
Uganiza ).